Services to Capital Market clients

Internal Audit Services

• Internal/ Concurrent audit of Depository Participants (DP) of CDSL & NSDL
• Internal Audit of Stock Brokers registered with National Stock Exchanges of India - BSE, NSE and MCX-Sx
• Internal Audit of Commodity Brokers registered with Commodity Exchanges - MCX and NCDEX 
• Information Systems Audit of trading applications viz. CTCL-IML, Internet Based Trading (IBT), Mobile Trading (STWT), Smart order routing (SOR),  Algorithmic Trading and across the board Non Trading and Back office Applications
• Cyber Security & Cyber Resilience framework implementation and audit services
• Audit of Portfolio Management Services (PMS)
• Audit of SEBI Registered Investment Advisors (RIA)